For broker-dealers, IMOs & OSJs

Give every advisor a marketing department — with supervision built in.

Roll out compliant, on-brand, done-for-you marketing across your entire advisor base — centrally managed, BD-reviewed, zero lift for your field. One program, every advisor activated.

Book a rollout call See enterprise pricing
Per-seat platform · BD-level supervision · white-label ready
Supervision console · liveThis quarter
4,820
advisors activated
61,400
assets pre-cleared this quarter
Brand consistency across reps100%
Avg. field-marketing tickets to HQ▼ 73%
Drafts pre-flighted against BD rule pack100%
Illustrative console · operational metrics only · no performance claims
The problem you're actually solving

Your advisors need to market. Your compliance team needs to sleep.

Most of your reps don't market consistently — and the ones who do create a supervision headache. ClientGen gives every advisor a done-for-you marketing engine, and gives you central control over brand and compliance across the base.

Recruiting & retention

“We market for you, compliantly” is one of the strongest recruiting/retention pitches you can make. Activate it across every rep instantly.

Supervision at scale

Every personalized asset pre-flights against your firm's rule pack. Disclosures fixed, no performance claims, full audit trail — across thousands of advisors.

Brand consistency

Every rep, on-brand, on-message, without your marketing team hand-holding each one. Enforced centrally.

Adoption that's automatic

Advisors get a quarter of marketing already built for their firm on day one. The value is visible immediately — no waiting on them to log in and configure.

Less load on HQ

Cut the flood of one-off marketing requests to field-marketing and compliance. ClientGen drafts; humans review; advisors approve.

Fits your stack

Sends from advisor domains, archives to Smarsh / Global Relay, connects to Wealthbox, Redtail, Salesforce. SSO and white-label available.

How it works at scale

One program. Every advisor activated. Your team supervises.

01
Ingest your rule pack

We load your broker-dealer's compliance rules, disclosures, and brand standards once. Everything generated downstream inherits them.

02
Auto-brand every advisor

Each rep gets a personalized quarter of marketing built from their verified firm data — on day one, no setup from them.

03
Human + AI review

Drafts pre-flight against your rule pack, then a human reviewer checks voice and compliance. Nothing skips this step.

04
Advisor approves, you supervise

Advisors approve their own sends; your team gets a supervision dashboard, audit trail, and exception flags across the whole base.

Supervision dashboard · your firmToday
Maya Krishnan · Krishnan Wealth12 assets this monthCleared
David Osei · Osei Financial9 assets this monthCleared
Lin Tran · Tran Advisoryseminar inviteIn review
R. Castellano · Castellano Group14 assets this monthCleared
Illustrative · operational status only · no client or performance data
Model your rollout

What activating your advisor base looks like.

Based on first-90-day averages from our pilot cohort. Operational outputs only — ClientGen makes no performance, AUM, or retention promises.

Advisors in your network
1,000advisors
Assets drafted / quarter
38,000
Sends shipped / quarter
14,000
Intro calls booked / quarter
9,000
Annual platform investment (illustrative)
$600K
Get a real quote

Figures scale pilot-cohort averages (38 assets drafted, 14 sends shipped, 9 intro calls booked per firm in the first 90 days) across the advisor count you select, per quarter. Pricing shown is illustrative at $50 / advisor / month; actual enterprise pricing is banded and quoted. Operational metrics only — no implied returns, AUM growth, or retention outcomes.

Enterprise pricing

Per-seat platform pricing. Annual, banded, quoted.

Volume bands by advisor count, billed annually. Includes the supervision dashboard, your rule-pack, human review, and standard integrations. White-label and SSO available.

Team
up to 250
$60/ advisor / mo
  • Supervision dashboard
  • Your rule-pack
  • Standard integrations
  • Email support
Most common
Network
250 – 2,000
$45/ advisor / mo
  • Everything in Team
  • White-label option
  • SSO + admin roles
  • Dedicated onboarding
Enterprise
2,000 – 5,000
$30/ advisor / mo
  • Everything in Network
  • Custom rule-packs
  • Archive integrations
  • CSM + SLA
National
5,000+
Customvolume quote
  • Everything in Enterprise
  • Custom build + security review
  • Insurance-kit attach
  • Finspire studio credits
Book a rollout call Ignite-90 onboarding per advisor credits toward your annual contract

All per-seat prices shown are illustrative anchors pending final pricing review. Real enterprise pricing is quoted per engagement based on scope, integrations, and contract length.

Built for compliance & procurement

What your risk, legal, and IT teams will ask for.

Supervision & audit

Full audit trail on every asset, fixed-footer disclosures, no performance claims, exception flags. Built around FINRA/SEC supervision expectations.

Archiving

BD-archive ready: Smarsh and Global Relay integrations so every send is captured for books-and-records obligations.

SSO & roles

SAML/SSO, admin and supervisor roles, granular permissions, provisioning that maps to your org structure.

White-label

Run the program under your firm's brand. Advisors experience it as your platform, powered by ClientGen.

Data handling

We generate from public firm data — never client PII or held-away account data. Clear data-processing terms for review.

Optional networks

Works with any broker-dealer. Pinnacle insurance kits and Finspire studio work are optional add-ons, never required.

Broker-dealers & networks we support
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[N]

“We rolled ClientGen out to our whole field in a quarter. Adoption was immediate, and our compliance team finally has one place to supervise it all.”

[Name], [Title] · [Broker-Dealer / network] · [N] advisors
⚠ Placeholder — replace with a real, named reference before launch
Let's model your network

See what activating every advisor looks like for your firm.

A 30-minute rollout call: your advisor count, your rule-pack, your stack — and a concrete activation plan. No advisor lifts a finger to start.

Book a rollout call See the advisor experienceCalendar link · placeholder · wire to real Calendly before launch